SFC Licences of HUANG Haizhou 黃海洲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 07 February 2024
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 07 February 2024
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 01 February 2024 02 February 2024
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 01 February 2024 02 February 2024
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 5 24 June 2013 02 February 2024
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 24 June 2013 02 February 2024
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 4 04 January 2011 01 February 2024
CICC US Securities, Inc. RO 1 30 July 2008 15 April 2009
CICC US Securities, Inc. RE 1 23 June 2008 30 July 2008
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 12 June 2008 01 February 2024
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 03 January 2008 12 June 2008
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RO 4 14 February 2006 09 November 2007
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 4 09 December 2005 14 February 2006