SFC Licences of YUNG Yu Ming 翁耀明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司	RO	9	03 July 2019
Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司	RE	9	17 April 2019	03 July 2019
Koala Capital Management Limited 樹熊資本管理有限公司	RO	9	03 October 2017	11 January 2019
AP Asset Management (HK) Limited	RO	9	07 August 2014	19 November 2016
AP Asset Management (HK) Limited	RO	1	07 August 2014	19 November 2016
AP Asset Management (HK) Limited	RE	9	24 March 2014	07 August 2014
AP Asset Management (HK) Limited	RE	1	24 March 2014	07 August 2014
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司	RE	9	11 February 2014	11 March 2014
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司	RE	4	11 February 2014	11 March 2014
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司	RE	1	11 February 2014	11 March 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	25 July 2012	24 January 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	25 July 2012	24 January 2013
UBS Asset Management (Hong Kong) Limited	RO	9	18 January 2006	03 April 2012
UBS Asset Management (Hong Kong) Limited	RO	4	18 January 2006	03 April 2012
UBS Asset Management (Hong Kong) Limited	RE	9	09 December 2005	18 January 2006
UBS Asset Management (Hong Kong) Limited	RE	4	09 December 2005	18 January 2006