SFC Licences of TSE Chung Yan 謝頌恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 06 December 2011 | 07 February 2012 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 | RE | 9 | 09 October 2008 | 06 January 2009 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 | RE | 4 | 09 October 2008 | 06 January 2009 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 | RE | 4 | 27 February 2006 | 01 October 2008 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 | RE | 9 | 27 February 2006 | 01 October 2008 |