SFC Licences of GOPALASWAMY Chitra Narasimha

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 20 April 2011 30 December 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 27 January 2006 28 October 2010