SFC Licences of LAU Ming Yeung, Stephen 劉名揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 25 February 2019 | 01 September 2020 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 07 August 2018 | 21 September 2018 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 16 August 2017 | 21 September 2018 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 16 August 2017 | 21 September 2018 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 16 August 2017 | 21 September 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 01 June 2016 |
| Merrill Lynch Far East Limited | RE | 4 | 15 March 2010 | 25 February 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 March 2010 | 25 February 2011 |
| Merrill Lynch Far East Limited | RE | 6 | 02 March 2010 | 25 February 2011 |
| Merrill Lynch Far East Limited | RE | 1 | 02 March 2010 | 25 February 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 02 March 2010 | 25 February 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 March 2010 | 25 February 2011 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 17 February 2006 | 15 October 2009 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 17 February 2006 | 15 October 2009 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 17 February 2006 | 15 October 2009 |