SFC Licences of HAN Yiqiu 韓逸秋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Avalok Capital Limited 宏觀資本有限公司 RO 4 21 September 2016
Avalok Capital Limited 宏觀資本有限公司 RO 1 20 July 2015
Avalok Capital Limited 宏觀資本有限公司 RO 9 31 May 2012
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 RO 9 08 August 2011 20 February 2012
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 RO 9 03 February 2010 25 February 2011
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 RE 9 02 February 2010 08 August 2011
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 RE 9 14 February 2008 03 February 2010
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 9 07 August 2007 06 February 2008
InnoFusion Capital Management Limited RE 9 25 February 2006 30 June 2007