SFC Licences of HAN Yiqiu 韓逸秋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Avalok Capital Limited 宏觀資本有限公司 | RO | 4 | 21 September 2016 | |
Avalok Capital Limited 宏觀資本有限公司 | RO | 1 | 20 July 2015 | |
Avalok Capital Limited 宏觀資本有限公司 | RO | 9 | 31 May 2012 | |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RO | 9 | 08 August 2011 | 20 February 2012 |
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RO | 9 | 03 February 2010 | 25 February 2011 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 02 February 2010 | 08 August 2011 |
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RE | 9 | 14 February 2008 | 03 February 2010 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 9 | 07 August 2007 | 06 February 2008 |
InnoFusion Capital Management Limited | RE | 9 | 25 February 2006 | 30 June 2007 |