SFC Licences of WOO Yik Yuen 胡翊遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 07 May 2018 | |
| UBS Securities Hong Kong Limited | RO | 7 | 19 December 2016 | |
| UBS Securities Hong Kong Limited | RO | 1 | 19 December 2016 | |
| UBS Securities Hong Kong Limited | RO | 7 | 07 August 2015 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RO | 1 | 07 August 2015 | 18 December 2016 |
| UBS Securities Asia Limited | RO | 1 | 07 August 2015 | |
| UBS Securities Hong Kong Limited | RE | 7 | 13 October 2011 | 07 August 2015 |
| UBS Securities Asia Limited | RE | 1 | 20 June 2007 | 07 August 2015 |
| UBS Securities Hong Kong Limited | RE | 1 | 20 June 2007 | 07 August 2015 |
| UBS Securities Asia Limited | RE | 2 | 20 June 2007 | |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 20 April 2006 | 09 May 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 20 April 2006 | 09 May 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 20 April 2006 | 09 May 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 April 2006 | 09 May 2007 |