SFC Licences of FOK Sze Ting 霍思婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 | RE | 4 | 10 August 2023 | |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 | RE | 1 | 10 August 2023 | |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 9 | 04 October 2017 | 10 April 2018 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 4 | 04 October 2017 | 10 April 2018 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 1 | 04 October 2017 | 10 April 2018 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 | RE | 1 | 15 July 2011 | 28 February 2017 |
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 | RE | 1 | 08 December 2008 | 01 July 2011 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 07 April 2006 | 19 March 2008 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 07 April 2006 | 19 March 2008 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 07 April 2006 | 19 March 2008 |