SFC Licences of MITTAL Raghav
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 03 July 2013 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 December 2009 | 24 July 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 December 2009 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 December 2009 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 November 2009 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 10 April 2006 | 10 September 2009 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 10 April 2006 | 01 January 2008 |