SFC Licences of LIANG Xiaoli 梁曉莉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
C.M. Capital Advisors (HK) Limited	RO	9	22 March 2021
C.M. Capital Advisors (HK) Limited	RO	4	22 March 2021
C.M. Capital Advisors (HK) Limited	RE	9	09 October 2020	22 March 2021
C.M. Capital Advisors (HK) Limited	RE	4	09 October 2020	22 March 2021
Assured Asset Management Limited 安誼金融投資股份有限公司	RE	9	14 August 2020	31 August 2020
Assured Asset Management Limited 安誼金融投資股份有限公司	RE	4	14 August 2020	31 August 2020
Assured Asset Management Limited 安誼金融投資股份有限公司	RE	1	14 August 2020	31 August 2020
Funderstone Securities Limited	RO	6	13 September 2018	14 February 2019
Funderstone Securities Limited	RO	1	13 September 2018	14 February 2019
Funderstone Securities Limited	RE	6	17 July 2018	13 September 2018
Funderstone Securities Limited	RE	1	17 July 2018	13 September 2018
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	20 July 2017	29 January 2018
ICBC International Capital Limited 工銀國際融資有限公司	RE	6	20 July 2015	29 January 2018
ICBC International Capital Limited 工銀國際融資有限公司	RE	1	20 July 2015	29 January 2018
Macquarie Corporate (Hong Kong) Limited	RO	6	27 December 2012	11 June 2015
Macquarie Capital Limited 麥格理資本股份有限公司	RO	6	27 December 2012	11 June 2015
Macquarie Capital Limited 麥格理資本股份有限公司	RO	1	27 December 2012	11 June 2015
Macquarie Corporate (Hong Kong) Limited	RE	6	05 October 2012	27 December 2012
Macquarie Capital Limited 麥格理資本股份有限公司	RE	6	05 October 2012	27 December 2012
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	05 October 2012	27 December 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	03 January 2011	14 August 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	03 January 2011	14 August 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	10 April 2006	05 November 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	10 April 2006	05 November 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	10 April 2006	05 November 2010