SFC Licenceholders of C.M. Capital Advisors (HK) Limited
- compliance@cmca-hk.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Kwok Chun 歐國晉 | RE | 9 | 23 May 2019 | 09 April 2021 |
| AU Kwok Chun 歐國晉 | RE | 4 | 23 May 2019 | 09 April 2021 |
| CHEN Jianan | RE | 4 | 29 March 2023 | |
| HUNG Yan Ying Alice 孔茵凝 | RE | 4 | 06 April 2017 | 31 January 2018 |
| HUNG Yan Ying Alice 孔茵凝 | RE | 9 | 12 January 2017 | 31 January 2018 |
| KO Oi Na 高愛娜 | RO | 4 | 22 December 2016 | 15 December 2017 |
| LAI Eugene 賴以正 | RE | 4 | 09 March 2020 | |
| LAI Eugene 賴以正 | RE | 9 | 09 March 2020 | |
| LAM Chat Yu 林澤宇 | RO | 4 | 22 December 2016 | |
| LAM Chat Yu 林澤宇 | RO | 9 | 06 July 2016 | |
| LAU Chi Ming 劉智明 | RO | 9 | 22 December 2016 | 05 February 2018 |
| LAU Chi Ming 劉智明 | RO | 4 | 22 December 2016 | 05 February 2018 |
| LIANG Xiaoli 梁曉莉 | RO | 9 | 22 March 2021 | |
| LIANG Xiaoli 梁曉莉 | RO | 4 | 22 March 2021 | |
| LIANG Xiaoli 梁曉莉 | RE | 9 | 09 October 2020 | 22 March 2021 |
| LIANG Xiaoli 梁曉莉 | RE | 4 | 09 October 2020 | 22 March 2021 |
| LIU Jason Jie Sheng 劉傑生 | RE | 9 | 20 February 2017 | 23 June 2017 |
| LIU Jason Jie Sheng 劉傑生 | RE | 4 | 20 February 2017 | 23 June 2017 |
| MADDING Bruce Wallace | RO | 9 | 06 July 2016 | 05 January 2017 |
| MALONE Timothy Joseph | RE | 4 | 20 May 2022 | |
| NG Pak Him 吳柏謙 | RO | 4 | 16 August 2022 | |
| NG Pak Him 吳柏謙 | RE | 4 | 05 May 2022 | 16 August 2022 |
| NG Pak Him 吳柏謙 | RE | 9 | 05 May 2022 | |
| SEIBERT Keith Edward | RO | 9 | 06 July 2016 | 15 April 2019 |
| SUN Yanjun 孫燕軍 | RO | 9 | 02 November 2020 | 04 July 2021 |
| SUN Yanjun 孫燕軍 | RO | 4 | 02 November 2020 | 04 July 2021 |
| WANG Jingting 王璟婷 | RE | 9 | 20 March 2020 | 09 June 2023 |
| WANG Jingting 王璟婷 | RE | 4 | 20 March 2020 | 09 June 2023 |
| WU Lici Leon Edward 伍禮慈 | RO | 9 | 29 December 2017 | |
| WU Lici Leon Edward 伍禮慈 | RO | 4 | 29 December 2017 | |
| WU Lici Leon Edward 伍禮慈 | RE | 9 | 26 September 2017 | 29 December 2017 |
| WU Lici Leon Edward 伍禮慈 | RE | 4 | 26 September 2017 | 29 December 2017 |
| WU Tang Lung 胡騰龍 | RO | 9 | 08 June 2022 | |
| WU Tang Lung 胡騰龍 | RO | 4 | 08 June 2022 | |
| WU Tang Lung 胡騰龍 | RE | 9 | 03 January 2022 | 08 June 2022 |
| WU Tang Lung 胡騰龍 | RE | 4 | 03 January 2022 | 08 June 2022 |
| YAN Monika 甄紫琦 | RO | 4 | 29 September 2022 | |
| YAN Monika 甄紫琦 | RO | 9 | 08 June 2022 | |
| YAN Monika 甄紫琦 | RE | 9 | 03 January 2022 | 08 June 2022 |