SFC Licences of KHUONG Chun Yu, Kenny 姜振宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ROC Capital Management Limited | RO | 9 | 26 July 2023 | |
Kaisa Asset Management Limited 佳兆業資產管理有限公司 | RO | 9 | 05 March 2021 | 31 August 2022 |
Kaisa Asset Management Limited 佳兆業資產管理有限公司 | RO | 4 | 05 March 2021 | 31 August 2022 |
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 | RO | 1 | 05 March 2021 | 31 August 2022 |
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 | RE | 1 | 01 June 2018 | 05 March 2021 |
Kaisa Asset Management Limited 佳兆業資產管理有限公司 | RE | 9 | 08 November 2017 | 05 March 2021 |
Kaisa Asset Management Limited 佳兆業資產管理有限公司 | RE | 4 | 08 November 2017 | 05 March 2021 |
ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 4 | 24 January 2008 | 02 February 2009 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 02 June 2006 | 28 December 2007 |