SFC Licences of WAKIZAKI Emi 脇崎惠美

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 06 September 2016 27 February 2019
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 06 September 2016 27 February 2019
Macquarie Corporate (Hong Kong) Limited RE 6 06 September 2016 31 March 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 23 December 2008 16 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 02 December 2008 16 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 02 December 2008 16 April 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 20 February 2008 11 June 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 20 February 2008 11 June 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 26 September 2006 04 April 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 26 April 2006 04 April 2007