SFC Licences of ZHANG Yong 張勇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 9 25 May 2009 16 May 2014
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 25 May 2009 16 May 2014
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 9 30 July 2007 31 December 2008
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 6 02 August 2006 31 December 2008
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 1 02 August 2006 31 December 2008