SFC Licences of ZHANG Yong 張勇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 9 | 25 May 2009 | 16 May 2014 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 25 May 2009 | 16 May 2014 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 9 | 30 July 2007 | 31 December 2008 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 6 | 02 August 2006 | 31 December 2008 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 1 | 02 August 2006 | 31 December 2008 |