SFC Licences of LI Yanlin 李豔琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 01 December 2020 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 1 | 15 May 2020 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 10 March 2016 | 09 February 2021 |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 | RE | 1 | 28 August 2014 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 29 April 2008 | 15 May 2020 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 24 October 2006 | 04 February 2008 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 04 May 2006 | 30 September 2006 |