SFC Licences of TAO Nina Chih-Yu 陶芝宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Alpha Win Capital Limited 中源國際資本有限公司 RE 9 11 January 2021 23 July 2022
Alpha Win Capital Limited 中源國際資本有限公司 RE 4 11 January 2021 23 July 2022
Alpha Win Capital Limited 中源國際資本有限公司 RE 1 11 January 2021 23 July 2022
Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 RE 9 12 November 2008 10 July 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 08 May 2006 14 July 2008