SFC Licences of LAU Siu Lan, Diana 劉小蘭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 | RO | 5 | 12 September 2014 | |
| MFG Limited 峰滙金融集團有限公司 | RO | 4 | 12 September 2014 | |
| MFG Limited 峰滙金融集團有限公司 | RO | 2 | 12 September 2014 | |
| MFG Limited 峰滙金融集團有限公司 | RO | 1 | 12 September 2014 | |
| MFG Limited 峰滙金融集團有限公司 | RE | 5 | 04 August 2014 | 12 September 2014 |
| MFG Limited 峰滙金融集團有限公司 | RE | 4 | 04 August 2014 | 12 September 2014 |
| MFG Limited 峰滙金融集團有限公司 | RE | 2 | 04 August 2014 | 12 September 2014 |
| MFG Limited 峰滙金融集團有限公司 | RE | 1 | 04 August 2014 | 12 September 2014 |
| MFG Limited 峰滙金融集團有限公司 | RE | 9 | 04 August 2014 | |
| Matrix Securities Limited 矩陣證券有限公司 | RO | 1 | 24 February 2014 | 31 July 2014 |
| MFG Limited 峰滙金融集團有限公司 | RO | 5 | 18 May 2012 | 21 January 2014 |
| MFG Limited 峰滙金融集團有限公司 | RO | 4 | 18 May 2012 | 21 January 2014 |
| MFG Limited 峰滙金融集團有限公司 | RE | 9 | 12 April 2012 | 16 April 2012 |
| MFG Limited 峰滙金融集團有限公司 | RO | 2 | 16 March 2012 | 21 January 2014 |
| MFG Limited 峰滙金融集團有限公司 | RO | 1 | 16 March 2012 | 21 January 2014 |
| MFG Limited 峰滙金融集團有限公司 | RE | 2 | 19 January 2012 | 16 March 2012 |
| MFG Limited 峰滙金融集團有限公司 | RE | 1 | 19 January 2012 | 16 March 2012 |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 2 | 08 August 2011 | 21 December 2011 |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 01 November 2010 | 21 December 2011 |
| CVP Securities Limited 星火證券有限公司 | RE | 2 | 05 August 2008 | 22 October 2010 |
| CVP Securities Limited 星火證券有限公司 | RE | 1 | 01 June 2007 | 22 October 2010 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 | RE | 1 | 28 March 2007 | 18 May 2007 |
| CVP Securities Limited 星火證券有限公司 | RE | 1 | 12 May 2006 | 18 March 2007 |