SFC Licences of LEE Emily Duk Yee 李德兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 1 | 13 September 2016 | 24 September 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 August 2014 | 24 September 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 03 September 2010 | 12 January 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 July 2007 | 12 January 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 04 July 2007 | 03 September 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 22 May 2006 | 02 May 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 May 2006 | 02 May 2007 |