SFC Licences of XU Ying 徐瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
VS Partners (Hong Kong) Co., Limited 維世資產管理(香港)有限公司 RO 9 25 March 2020
VS Partners (Hong Kong) Co., Limited 維世資產管理(香港)有限公司 RO 4 25 March 2020
FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 RO 9 23 January 2018 30 August 2019
FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 RO 4 09 February 2017 30 August 2019
FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 RE 9 15 June 2015 23 January 2018
J.P. Morgan Securities (Far East) Limited RE 6 13 January 2012 10 March 2012
J.P. Morgan Securities (Far East) Limited RE 4 13 January 2012 10 March 2012
J.P. Morgan Securities (Far East) Limited RE 1 13 January 2012 10 March 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 30 June 2008 02 March 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 22 May 2008 02 March 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 22 May 2008 02 March 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 25 May 2006 11 March 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 25 May 2006 11 March 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 25 May 2006 11 March 2008