SFC Licences of TSUI Tak Shing, Dominic 徐德成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 | RE | 4 | 27 September 2011 | 01 March 2012 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 | RE | 1 | 27 September 2011 | 01 March 2012 |
| Merrill Lynch Far East Limited | RE | 6 | 16 July 2009 | 22 September 2010 |
| Merrill Lynch Far East Limited | RE | 4 | 16 July 2009 | 22 September 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 16 July 2009 | 22 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 16 July 2009 | 22 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 July 2009 | 22 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 March 2009 | 22 September 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 23 March 2009 | 17 June 2009 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 May 2006 | 28 February 2007 |