SFC Licences of PATTERSON Brooke Ainsley

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ord Minnett Hong Kong Limited RE 4 17 November 2015 30 June 2017
Ord Minnett Hong Kong Limited RE 1 17 November 2015 30 June 2017
Ord Minnett Hong Kong Limited RO 4 17 January 2014 17 November 2015
Ord Minnett Hong Kong Limited RO 1 15 January 2013 17 November 2015
CBH Asia Limited 瑞金亞洲有限公司 RE 9 22 November 2011 17 August 2012
CBH Asia Limited 瑞金亞洲有限公司 RE 4 22 November 2011 17 August 2012
CBH Asia Limited 瑞金亞洲有限公司 RE 1 22 November 2011 17 August 2012
Belvest Investment Services Limited 研富投資服務有限公司 RE 9 27 July 2006 30 April 2008
Belvest Investment Services Limited 研富投資服務有限公司 RE 4 27 July 2006 30 April 2008