SFC Licences of CHUNG Ka Po 鍾家寶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RO | 4 | 18 July 2022 | |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RO | 1 | 18 July 2022 | |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 24 October 2011 | 18 July 2022 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 24 October 2011 | 18 July 2022 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 08 October 2010 | 24 October 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 08 October 2010 | 24 October 2011 |
| LIM Advisors Limited | RE | 9 | 20 June 2006 | 28 April 2008 |