SFC Licences of TSENG Yue Chih 曾育志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 13 February 2015 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 13 February 2015 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 13 February 2015 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 23 April 2012 | 22 February 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 June 2006 | 19 May 2007 |