SFC Licences of WU Lap Yee, Letty 胡立怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Capital Limited 工銀國際融資有限公司 RO 6 01 September 2020
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 24 April 2020
ICBC International Capital Limited 工銀國際融資有限公司 RE 4 24 April 2020
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 24 April 2020
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 16 April 2020 01 September 2020
Guotai Junan Capital Limited 國泰君安融資有限公司 RO 6 12 March 2013 07 February 2020
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 22 December 2010 12 March 2013
Optima Capital Limited 創越融資有限公司 RE 1 20 November 2007 03 December 2010
Optima Capital Limited 創越融資有限公司 RE 4 20 November 2007 31 March 2010
Optima Capital Limited 創越融資有限公司 RE 6 05 September 2007 03 December 2010
Shang International Finance Limited 尚融國際金融有限公司 RE 4 03 July 2006 01 September 2007
Shang International Finance Limited 尚融國際金融有限公司 RE 1 03 July 2006 01 September 2007
Shang International Finance Limited 尚融國際金融有限公司 RE 6 03 July 2006 01 September 2007