SFC Licences of LI Song 李松

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 03 June 2013 22 August 2023
Citigroup First Investment Management Limited RO 9 12 April 2011 22 August 2023
Citigroup First Investment Management Limited RO 4 12 April 2011 22 August 2023
Citigroup First Investment Management Limited RE 9 15 February 2011 12 April 2011
Citigroup First Investment Management Limited RE 4 15 February 2011 12 April 2011
Citigroup First Investment Management Limited RO 9 26 July 2010 15 February 2011
Citigroup First Investment Management Limited RO 4 26 July 2010 15 February 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 03 June 2010 22 August 2023
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 03 June 2010 31 August 2013
Citigroup First Investment Management Limited RE 9 03 June 2010 26 July 2010
Citigroup First Investment Management Limited RE 4 03 June 2010 26 July 2010
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 09 August 2006 03 November 2008
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 9 09 August 2006 03 November 2008
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 09 August 2006 03 November 2008
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 5 09 August 2006 03 November 2008