SFC Licences of TANG Ye 唐燁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citrus Securities Limited 鉅誠證券有限公司 | RO | 4 | 06 April 2022 | |
Citrus Securities Limited 鉅誠證券有限公司 | RO | 1 | 08 January 2021 | |
ICBC International Capital Limited 工銀國際融資有限公司 | RO | 6 | 11 December 2014 | 17 August 2015 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 13 January 2010 | 17 August 2015 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 13 January 2010 | 11 December 2014 |
Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 07 August 2008 | 02 April 2009 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 04 October 2007 | 24 November 2007 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 04 July 2006 | 31 July 2007 |