SFC Licences of CHUNG Hon Lam 鍾漢林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LIS Investment Services Limited 德悅投資服務有限公司 | RO | 4 | 21 July 2014 | |
| Sumo Asset Management Limited 盛門資產管理有限公司 | RO | 9 | 07 July 2010 | 31 July 2011 |
| Sumo Asset Management Limited 盛門資產管理有限公司 | RO | 4 | 07 July 2010 | 31 July 2011 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 1 | 19 May 2008 | 12 May 2010 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 4 | 19 May 2008 | 13 October 2008 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 | RE | 4 | 27 July 2006 | 21 February 2008 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 | RE | 1 | 27 July 2006 | 21 February 2008 |