SFC Licences of KWOK Ka Chun, Tom 郭家駿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 | RO | 9 | 25 November 2019 | |
| China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 | RO | 4 | 25 November 2019 | |
| China Finance KAB Limited 中金三甲證券有限公司 | RO | 4 | 26 July 2018 | |
| China Finance KAB Limited 中金三甲證券有限公司 | RO | 2 | 14 March 2018 | |
| China Finance KAB Limited 中金三甲證券有限公司 | RO | 1 | 14 March 2018 | |
| China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 | RE | 9 | 13 April 2016 | 25 November 2019 |
| China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 | RE | 4 | 13 April 2016 | 25 November 2019 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 1 | 31 August 2006 | 14 March 2018 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 2 | 31 August 2006 | 14 March 2018 |