SFC Licences of LEUNG Hiu Yi 梁曉怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RO 1, 6 08 February 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1, 6 01 November 2021 08 February 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 6 15 November 2019 22 October 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 31 October 2019 22 October 2021
CLSA Limited 中信里昂證券有限公司
RE 4 31 October 2019 20 July 2021
CLSA Limited 中信里昂證券有限公司
RE 1 02 September 2019 22 October 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 02 September 2019 15 November 2019
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司
RO 6 09 May 2016 01 September 2019
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 1 12 February 2014 01 September 2019
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司
RE 6 01 April 2010 09 May 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 6 16 September 2008 22 March 2010
Celestial Capital Limited 時富融資有限公司
RE 6 04 October 2007 11 August 2008
Celestial Capital Limited 時富融資有限公司
RE 1 24 September 2007 11 August 2008
Celestial Securities Limited 時富證券有限公司
RE 1 22 August 2006 10 April 2007