SFC Licences of LEUNG Hiu Yi 梁曉怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | 1, 6 | 08 February 2022 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RE | 1, 6 | 01 November 2021 | 08 February 2022 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RO | 6 | 15 November 2019 | 22 October 2021 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4 | 31 October 2019 | 22 October 2021 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 4 | 31 October 2019 | 20 July 2021 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 02 September 2019 | 22 October 2021 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 6 | 02 September 2019 | 15 November 2019 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | 6 | 09 May 2016 | 01 September 2019 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RE | 1 | 12 February 2014 | 01 September 2019 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RE | 6 | 01 April 2010 | 09 May 2016 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 6 | 16 September 2008 | 22 March 2010 |
| Celestial Capital Limited 時富融資有限公司 |
RE | 6 | 04 October 2007 | 11 August 2008 |
| Celestial Capital Limited 時富融資有限公司 |
RE | 1 | 24 September 2007 | 11 August 2008 |
| Celestial Securities Limited 時富證券有限公司 |
RE | 1 | 22 August 2006 | 10 April 2007 |