SFC Licences of CHAN Ho Kin 陳豪健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司	RO	9	12 March 2024
Prime Cdex Futures Limited 乾立亨期貨有限公司	RO	5	12 March 2024
Prime Cdex Futures Limited 乾立亨期貨有限公司	RO	2	12 March 2024
Prime Cdex Securities Limited 乾立亨證券有限公司	RO	4	12 March 2024
Prime Cdex Securities Limited 乾立亨證券有限公司	RO	1	12 March 2024
Zero2IPO Securities Limited 清科證券有限公司	RO	2	23 September 2020	24 January 2022
Zero2IPO Securities Limited 清科證券有限公司	RO	1	23 September 2020	24 January 2022
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司	RO	5	26 March 2019	11 September 2020
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司	RO	2	26 March 2019	11 September 2020
KVB Capital Markets Limited 昆侖國際匯金有限公司	RE	3	23 February 2018	11 September 2020
KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司	RE	4	23 February 2018	11 September 2020
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司	RE	1	23 February 2018	11 September 2020
Marex Hong Kong Limited	RE	2	02 September 2016	20 October 2017
Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司	RE	3	13 January 2014	04 August 2016
Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司	RE	2	13 January 2014	04 August 2016
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司	RE	2	06 February 2012	25 March 2012
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	1	06 February 2012	25 March 2012
MF Global Hong Kong Limited 明富環球香港有限公司	RE	5	17 February 2011	13 December 2011
MF Global Hong Kong Limited 明富環球香港有限公司	RE	4	17 February 2011	13 December 2011
MF Global Hong Kong Limited 明富環球香港有限公司	RE	2	17 February 2011	13 December 2011
MF Global Hong Kong Limited 明富環球香港有限公司	RE	1	17 February 2011	13 December 2011
MF Global Hong Kong Limited 明富環球香港有限公司	RE	5	20 February 2009	11 December 2009
MF Global Hong Kong Limited 明富環球香港有限公司	RE	4	20 February 2009	11 December 2009
MF Global Hong Kong Limited 明富環球香港有限公司	RE	2	07 August 2008	11 December 2009
MF Global Hong Kong Limited 明富環球香港有限公司	RE	1	07 August 2008	11 December 2009
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	27 September 2007	01 August 2008
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	06 September 2007	01 August 2008
OnePlatform Asset Management Limited 環一資產管理有限公司	RE	4	03 October 2006	05 July 2007