SFC Licences of WOO Wing Sum, Caroline 胡陳詠心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhanlin Securities Limited 展麟證券有限公司 | RE | 9 | 12 November 2021 | |
| Zhanlin Securities Limited 展麟證券有限公司 | RE | 4 | 12 November 2021 | |
| Zhanlin Securities Limited 展麟證券有限公司 | RE | 1 | 12 November 2021 | |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 30 November 2018 | 04 July 2019 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 29 October 2018 | 04 July 2019 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 29 October 2018 | 04 July 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 10 November 2017 | 14 August 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 21 June 2017 | 14 August 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 21 June 2017 | 14 August 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 August 2006 | 26 April 2007 |