SFC Licences of OMOTO Atsushi

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	2	13 April 2015	24 April 2015
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	13 April 2015	24 April 2015
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	2	26 November 2013	01 January 2015
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	26 November 2013	01 January 2015
Nomura Securities (Hong Kong) Limited	RE	2	29 November 2010	17 November 2011
Nomura Securities (Hong Kong) Limited	RE	1	29 November 2010	17 November 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	29 November 2010	17 November 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	29 November 2010	17 November 2011
Nomura Securities (Hong Kong) Limited	RE	1	10 December 2008	14 September 2009
Nomura Futures (Hong Kong) Limited	RE	2	10 December 2008	14 September 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	10 October 2008	14 September 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	14 September 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	15 August 2006	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	15 August 2006	29 September 2008