SFC Licences of NG Kwan Yee, Janice 吳君頤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 21 January 2008 | 01 November 2012 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 25 August 2006 | 22 December 2007 |