SFC Licences of PANG Jimmy Kar-yin 彭家賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 4 | 14 February 2011 | 29 March 2012 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RO | 9 | 14 February 2011 | 29 March 2012 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 20 December 2010 | 14 February 2011 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 20 December 2010 | 14 February 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 5 | 01 March 2007 | 21 September 2009 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 2 | 01 March 2007 | 21 September 2009 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 01 March 2007 | 21 September 2009 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 9 | 28 November 2006 | 21 September 2009 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 28 November 2006 | 21 September 2009 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 11 September 2006 | 29 September 2006 |