SFC Licences of LEE Jing Wan, Patrick 李敬文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 2 | 24 February 2016 | 25 March 2020 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 24 February 2016 | 25 March 2020 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 4 | 24 February 2016 | 25 July 2019 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 29 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 26 April 2010 | 29 May 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 26 April 2010 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 August 2006 | 29 May 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 25 August 2006 | 06 December 2010 |