SFC Licences of LEE Sang Jin 李相真
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 02 September 2010 | 07 July 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 28 February 2007 | 07 July 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 February 2007 | 07 July 2015 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 28 February 2007 | 02 September 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 25 August 2006 | 29 November 2006 |