SFC Licences of CHAN Fung Chu 陳鳳珠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
VC International Asset Management Limited 匯盈國際資產管理有限公司 RE 9 01 December 2023
VC Brokerage Limited 滙盈證券有限公司 RO 4 19 July 2023
VC Brokerage Limited 滙盈證券有限公司 RE 4 12 June 2023 19 July 2023
Anli Securities Limited 安里證券有限公司 RO 4 23 May 2022 03 April 2023
VC International Asset Management Limited 匯盈國際資產管理有限公司 RE 9 15 February 2022 31 December 2022
Anli Securities Limited 安里證券有限公司 RE 1 17 December 2021 03 April 2023
Anli Securities Limited 安里證券有限公司 RE 4 17 December 2021 23 May 2022
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RO 4 16 October 2017 02 December 2021
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 01 March 2017 02 December 2021
Huajin Securities (International) Limited 華金證券(國際)有限公司 RE 1 07 April 2016 19 February 2017
Huajin Research (International) Limited 華金研究(國際)有限公司 RO 4 20 January 2016 19 February 2017
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 4 05 July 2013 16 November 2015
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 30 April 2010 16 November 2015
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 12 January 2010 05 July 2013
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 20 August 2007 11 January 2010
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 12 July 2007 11 January 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 September 2006 10 May 2007