SFC Licences of LEE Chi Shan, Nicole 李紫珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 12 September 2007 | 28 October 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 23 May 2007 | 28 October 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 23 May 2007 | 28 October 2008 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 04 September 2006 | 01 May 2007 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 04 September 2006 | 01 May 2007 |