SFC Licences of FISHER Kirstie Jane
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Futures Limited 里昂期貨有限公司 | RO | 5 | 14 March 2011 | 05 October 2015 |
| CLSA Futures Limited 里昂期貨有限公司 | RO | 2 | 03 May 2010 | 05 October 2015 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 September 2006 | 05 October 2015 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 18 September 2006 | 03 May 2010 |