SFC Licences of HUANG Yanming 黃燕銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 05 October 2012 | |
UBS Securities Asia Limited | RE | 4 | 11 January 2011 | 10 May 2012 |
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 28 November 2006 | 26 August 2010 |