SFC Licences of CHEN Li 陳李
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 16 October 2015 | 01 March 2018 |
| UBS Securities Asia Limited | RE | 4 | 07 December 2010 | 03 June 2015 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 28 November 2006 | 01 September 2008 |