SFC Licences of GRAY Simon Francis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Qantex Capital Markets Limited | RO | 1 | 08 June 2012 | |
| Qantex Capital Markets Limited | RO | 2 | 30 March 2012 | |
| Qantex Capital Markets Limited | RE | 2 | 02 September 2010 | 30 March 2012 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 20 July 2009 | 12 June 2010 |
| Macquarie Asia Securities Limited | RE | 2 | 20 July 2009 | 12 June 2010 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 21 May 2008 | 16 April 2009 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 21 May 2008 | 16 April 2009 |
| Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 21 May 2008 | 16 April 2009 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 26 October 2006 | 05 February 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 26 October 2006 | 05 February 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 October 2006 | 05 February 2008 |