SFC Licences of GRAY Simon Francis

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Qantex Capital Markets Limited RO 1 08 June 2012
Qantex Capital Markets Limited RO 2 30 March 2012
Qantex Capital Markets Limited RE 2 02 September 2010 30 March 2012
Macquarie Asia Securities Limited RE 2 20 July 2009 12 June 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 20 July 2009 12 June 2010
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 21 May 2008 16 April 2009
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 21 May 2008 16 April 2009
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 21 May 2008 16 April 2009
Merrill Lynch Futures (Hong Kong) Limited RE 2 26 October 2006 05 February 2008
Merrill Lynch Far East Limited RE 1 26 October 2006 05 February 2008
Merrill Lynch (Asia Pacific) Limited RE 1 26 October 2006 05 February 2008