SFC Licences of HOU Yankun 侯延琨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 04 June 2018 | 15 July 2022 |
| UBS Securities Asia Limited | RE | 4 | 06 October 2011 | 01 March 2018 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 October 2008 | 08 July 2011 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 01 November 2006 | 29 September 2008 |