SFC Licences of HE Zhong 何鐘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RO | 4 | 01 February 2012 | 29 September 2017 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RO | 9 | 11 August 2011 | 29 September 2017 |
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RO | 4 | 15 April 2009 | 29 September 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 4 | 24 April 2008 | 01 February 2012 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 16 November 2006 | 24 April 2008 |