SFC Licences of HE Zhong 何鐘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 4 01 February 2012 29 September 2017
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 9 11 August 2011 29 September 2017
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司
RO 4 15 April 2009 29 September 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 4 24 April 2008 01 February 2012
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 16 November 2006 24 April 2008