SFC Licences of LANE Graeme John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morgans (Hong Kong) Limited	RO	4	21 March 2023
Morgans (Hong Kong) Limited	RO	1	21 March 2023
Redbridge Global Strategies Limited	RO	9	09 July 2019	28 February 2023
Redbridge Global Strategies Limited	RO	4	09 July 2019	28 February 2023
Redbridge Global Strategies Limited	RO	1	09 July 2019	28 February 2023
SP Global Access Limited 盛豐環球證券有限公司	RO	1	09 November 2017	26 October 2018
China International Securities Limited 中國國際證券有限公司	RO	1	01 December 2016	03 July 2017
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司	RE	4	26 November 2015	27 July 2016
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司	RE	1	26 November 2015	27 July 2016
Execution Noble (Hong Kong) Limited (trading as Espirito Santo Securities)	RO	1	24 March 2014	12 September 2014
Execution Noble (Hong Kong) Limited (trading as Espirito Santo Securities)	RE	1	07 July 2009	24 March 2014
CLSA Futures Limited 里昂期貨有限公司	RO	2	14 August 2007	20 November 2008
CLSA Limited 中信里昂證券有限公司	RE	1	24 November 2006	20 November 2008
CLSA Futures Limited 里昂期貨有限公司	RE	2	24 November 2006	14 August 2007