SFC Licences of CORDONNIER Maxime Nicolas Bruno
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 22 July 2015 | 18 July 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 22 July 2015 | 18 July 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 July 2015 | 18 July 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 22 July 2013 | 30 June 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 22 July 2013 | 30 June 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 July 2013 | 30 June 2015 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 19 September 2011 | 18 April 2013 |
| UBS Securities Asia Limited | RE | 2 | 19 September 2011 | 18 April 2013 |
| UBS Securities Asia Limited | RE | 1 | 19 September 2011 | 18 April 2013 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 September 2011 | 18 April 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 20 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 06 December 2006 | 20 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 06 December 2006 | 20 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 06 December 2006 | 20 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 December 2006 | 20 June 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 06 December 2006 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 06 December 2006 | 06 December 2010 |