SFC Licences of WONG Che Shing, Nelson 黃志成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 22 October 2015 | |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 21 August 2015 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 25 August 2011 | 14 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 August 2011 | 14 May 2012 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 April 2010 | 20 June 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 19 December 2006 | 03 November 2008 |