SFC Licences of HO Sai Ho 何世豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
StoneX Financial (HK) Limited RO 2 02 September 2019 21 December 2022
StoneX Financial (HK) Limited RE 2 07 August 2018 02 September 2019
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 RE 2 11 September 2015 18 July 2018
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 25 August 2015 01 September 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 25 August 2015 01 September 2015
Mason Futures Limited 茂宸期貨有限公司 RE 2 12 June 2015 06 August 2015
Mason Securities Limited 茂宸證券有限公司 RE 1 12 June 2015 06 August 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 25 August 2014 29 May 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 07 August 2014 29 May 2015
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 10 July 2014 25 July 2014
Marex HK Asia Limited RE 2 06 November 2013 14 January 2014
Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 RE 2 20 June 2013 15 October 2013
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 2 10 October 2012 20 May 2013
Jefferies Bache (Hong Kong) Limited RE 2 03 September 2012 30 November 2012
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 26 August 2011 01 September 2012
SG Asset Finance (Hong Kong) Limited RE 2 26 August 2011 01 September 2012
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 17 September 2008 24 August 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 17 September 2008 24 August 2011
Chief Securities Limited 致富證券有限公司 RE 1 27 August 2008 04 September 2008
Chief Commodities Limited 致富期貨商品有限公司 RE 2 29 July 2008 04 September 2008
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 RE 2 09 May 2008 12 July 2008
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 26 January 2007 03 May 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 26 January 2007 03 May 2008