SFC Licences of XU Peilai 徐沛來

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	2	24 August 2021
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	24 August 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	24 August 2021
UBS Securities Hong Kong Limited	RE	2	19 December 2016	11 May 2021
UBS Securities Hong Kong Limited	RE	1	19 December 2016	11 May 2021
UBS Securities Asia Limited	RE	2	07 July 2014	11 May 2021
UBS Securities Asia Limited	RE	1	07 July 2014	11 May 2021
UBS Derivatives Hong Kong Limited	RE	2	07 July 2014	18 December 2016
UBS Securities Hong Kong Limited	RE	1	07 July 2014	18 December 2016
Merrill Lynch Far East Limited	RE	2	25 March 2013	10 April 2014
Merrill Lynch Far East Limited	RE	1	25 March 2013	10 April 2014
Merrill Lynch (Asia Pacific) Limited	RE	1	25 March 2013	10 April 2014
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	26 September 2008	08 January 2013
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司	RE	2	21 March 2007	01 June 2008
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司	RE	1	14 December 2006	01 June 2008