SFC Licences of JING Yun 井芸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 6 26 May 2022 05 June 2023
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 1 26 May 2022 05 June 2023
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 21 December 2021 26 May 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 21 December 2021 26 May 2022
Australia and New Zealand Banking Group Limited 澳新銀行集團有限公司 6 07 January 2021
Australia and New Zealand Banking Group Limited 澳新銀行集團有限公司 4 07 January 2021
Australia and New Zealand Banking Group Limited 澳新銀行集團有限公司 1 07 January 2021
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 4 19 March 2019 15 October 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 6 25 October 2018 15 October 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 1 25 October 2018 15 October 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 4 12 July 2018 19 March 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 6 12 July 2018 25 October 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 12 July 2018 25 October 2018
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 6 04 June 2014 23 May 2015
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 03 July 2012 23 May 2015
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 03 July 2012 04 June 2014
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 14 May 2010 30 June 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 14 May 2010 30 June 2012
Macquarie Corporate (Hong Kong) Limited RE 6 27 December 2006 02 December 2008
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 27 December 2006 02 December 2008
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 27 December 2006 02 December 2008